Usha Ramanathan works on the jurisprudence of law, poverty and rights. She writes and speaks on issues that include the nature of law, the Bhopal Gas Disaster, mass displacement, eminent domain, civil liberties including the death penalty, beggary, criminal law, custodial institutions, the environment, and the judicial process. She has been tracking and engaging with the UID project and has written and debated extensively on the subject. In July-September 2013, she wrote a 19-part series on the UID project that was published in The Statesman, a national daily.

Her work draws heavily upon non-governmental experience in its encounters with the state; a 6 year stint with a law journal (Supreme Court Cases) as reporter from the Supreme Court; and engagement with matters of law and public policy.

She was a member of: the Expert Group on Privacy set up by the Planning Commission of India which gave in its report in October 2012; a committee (2013-14) set up in the Department of Biotechnology to review the Draft Human DNA Profiling Bill 2012; and the Committee set up by the Prime Minister's Office (2013-14) to study the socio-economic status of tribal communities which gave its report to the government in 2014.

Showing posts with label India Seminar. Show all posts
Showing posts with label India Seminar. Show all posts

Tuesday, April 5, 2016

18 - 1228 - A constitution amid dire straits by Usha Ramanathan - India Seminar



USHA RAMANATHAN

IT is a steep climb to inclusive constitutionalism. Three narratives spin real-life tales of law, practice and possibility. They speak of those who may make it, and those who certainly cannot, not unless the world is turned upside down, anyway.

The easy pragmatism that has de-prioritized the ending of slave-like conditions of bonded labour is a chilling constitutional fable. The determined bid to end manual scavenging is a tale tinged with optimism. The anti-beggary law is a sordid tale of disrespect for human life and an abandonment of constitutional norms.

There are laws that are relevant in perpetuity, or till they are repealed or replaced; much of legislation would fit this description. There are others that fade with the passage of time and inhabit the territory governed by the ‘doctrine of desuetude’; it wouldn’t do to just refer to it as ‘death by disuse.’ There are yet others that have immediacy, where it is the moment that is momentous, and the need for the law is intended to be finite; that is, the problem is to vanish.

The Bonded Labour Act 1976 is such a law. Deriving constitutional authority from Article 23 which, as a ‘right against exploitation’, prohibits ‘traffic in human beings and begar and other forms of forced labour’ declares: ‘On the commencement of this Act, the bonded labour system shall stand abolished and every bonded labourer shall, on such commencement, stand freed and discharged of any obligation to render any bonded labour.’1

In the hereafter, and with immediate effect from when the Bonded Labour Act commenced, ‘Any custom or tradition or any contract, agreement or other instrument (whether entered into or executed before or after the commencement of this Act), by virtue of which any person, or any member of the family or dependent of such person, is required to do any work or render any service as a bonded labourer, shall be void and inoperative.’ The liability to repay the bonded debt was extinguished. No ‘creditor’ was to accept payment against the extinguished debt on pain of punishment that may extend to three years imprisonment or fine. That’s it. The system is ended, never to be revived. That is the legislative imperative.

Of course, bonded labour has not vanished. Denial continues to be an obstacle in dealing with the fact of the exploitative systems of labour and bondage. The case that is prominent amongst the building blocks of public interest litigation (PIL)2 has moved to the National Human Rights Commission3 – shifted from fundamental rights to human rights – where it rests among many unresolved injustices. Swami Agnivesh continues to strive for recognition of non-payment of minimum wages as a marker of bondage. Pragmatism, which trains the eye not to see, and cynicism which takes value out of every legitimate concern, turns illegality and unconstitutionality into mere fact. And bonded labour flourishes as fact, deliberately unseen, lying vanquished after a battle for recognition, now back in denial. The immediacy of the law has been revised to make it merely aspirational.
The case for the manual scavengers was no different, not at the beginning anyway. In 1950, Article 17 of the Constitution declared: ‘Untouchability is abolished and its practice in any form is forbidden.’

In 1993, deriving its authority from Article 252 (1) of the Constitution that allows Parliament to make law on a state subject,4 and armed with resolutions passed in the legislatures of Andhra Pradesh, Goa, Karnataka, Maharashtra, Tripura and West Bengal, Parliament enacted the Employment of Manual Scavengers and Construction of Dry Latrines (Prohibition) Act 1993.

Decades after the Constitution had been promulgated, the government had to acknowledge that ‘the dehumanising practice of manual scavenging of human excreta still continues in many parts of the country’; ‘the municipal laws by themselves... are not stringent enough to eliminate this practice’; ‘it is necessary to enact a uniform legislation for the whole of India for abolishing manual scavenging by declaring employment of manual scavenging for removal of human excreta an offence and thereby ban the further proliferation of dry latrines in the country’; and ‘it is desirable for eliminating the dehumanising practice of employment of manual scavengers and for protecting the human environment to convert dry latrines into water-seal latrines or to construct water-seal latrines in new constructions.’ So the law was made.

The same year, and a few months later, a law was enacted to establish the National Commission for Safai Karamcharis, which defined ‘safai karamchari’ as ‘a person engaged in, or employed for, manually carrying human excreta or any sanitation work.’ The point that this setting up of a commission served is moot, and may be sidestepped for the moment. Yet, as Parliament’s acknowledgment of an unacceptable condition, the National Commission for Safai Karamcharis Act 1993 was significant.

The 1993 Acts gave language and legislative recognition to the perpetuation of manual scavenging and the continued existence of dry latrines. They acknowledged that this was a ‘dehumanising’5 and ‘obnoxious practice’, which is a ‘continuing stigma on our social fabric.’6 The consequent untouchability was an unspoken presence.

There was already the work that Bindeshwar Pathak was doing on sanitation, as also Ishwarbhai Patel, that would eventually have the consequence of doing away with manual scavenging. In the mid-1990s, S.R. Sankaran recounted in a recorded conversation held on 14 September 2010,7 that following upon discussions with Bezwada Wilson, the drive to aim for the eradication of this execrable practice took over the imagination. It guided their steps to Vijayawada where, some time in 1995-96, a meeting was called and members of the community attended and spoke.8 The next meeting was in Hyderabad where Narayanamma, who worked as a manual scavenger in a 400-seater dry latrine in Anantapur, spoke with a simplicity that hit home: ‘We are born in this caste. We are doing this because we have no alternative. Do you think we want to do it? It is forced on us.’

This meeting involving about 150 people had a cascading effect. It was still confined to Andhra Pradesh, but the tactics and strategies that were to expand to the rest of the country began to be set. Survey forms recorded the person, the practice and the place. Government officers were drawn into the ambit of action; that S.R. Sankaran was a retired officer of great repute helped excite the attention of the bureaucracy. Around this time it was decided that the Safai Karamchari Andolan (SKA) should be a movement. It would focus on the eradication of manual scavenging, which included the destruction of dry latrines.

This was to be a movement, not a registered organization with its attendant formalities. It was a mobilization effort from within the community. Apadayatra was undertaken that visited 23 districts. Dry latrines were demolished along the way. In Anantapur, S.R. Sankaran spoke to the Collector who then himself had the dry latrines demolished. The padayatra moved on and there were close to 1000 people when it concluded in Hyderabad, where there was a ceremonial burning of a dry latrine.

There is an eye-twinkling moment when the narrative runs to a later time when a dry latrine was spotted in a Munsif Magistrate’s (MM) court. The MM called in the police and said that public property – a dry latrine which existed in defiance of the law, no less! – was being destroyed. Wilson called S.R. Sankaran, asking him how this should be handled. Sankaran told him to get the objections from the MM in writing – and the MM gave it! It was, finally, an order from the Supreme Court that led to the dry latrine being given the crowbar treatment.

Since then, and to date, the movement has grown, focused on the eradication of manual scavenging, not letting its attention veer to issues that press upon its consciousness – not even to sewage workers or to the rehabilitation of those who cease to work as manual scavengers. The only way to put an end to the practice is by withdrawing from the work as manual scavengers – a tough call for people, predominantly women, who have been trained to see this as their traditional role; who face pressure from the community of users of dry latrines; and who are extremely uncertain that any other work will ever be allowed to come their way. Without state support, even subsistence could be in jeopardy.

Yet, it is a striking statement of the nature of the work and the indignity it brought with it that, while the future was still unsecured, women, especially, began to step out and refuse to go back to work. It went further. Many became active in the movement for eradication even before they stopped working as manual scavengers. The sight of women cleaning dry latrines, carrying bucketloads of excreta during the day, and joining the procession for eradication – even leading it – later in the day has been captured on camera and preserved as significant memory.

The issue was taken to the Supreme Court as a case in 2003. This was a carefully crafted strategy, and one that has worked to challenge state denial that the practice exists, to activate the law, and to forge a path to the extinction of the practice. That is another tale waiting to be told.9

The Railways continue to be the most blatant violators of the law, and the case brought this out in the open. Train toilets, as presently constituted, dirty the tracks, and it is to manual scavenging that the public turns to remove the excreta and clean the mess. The Railways, and its officers, have had the impertinence to tell the court that it will be many years before they can replace the present system of toilets with those that will not need the service of manual scavengers.

That the state and its agencies routinely violate this law is merely reinforced by this lawless response. Section 15 of the Employment of Manual Scavengers and Construction of Dry Latrines (Prohibition) Act 1993 makes the ‘company as well as every person in charge of, and responsible to the company for the conduct of its business at the time of the commission of the offence’ guilty of the offence. That no prosecution has been launched, nor has the Railways changed its system, is a comment on impunity that non-seriousness can introduce to the law.

Yet, 2010 is when it was decided that patience should end. On 29 September 2010, embarking on and travelling all through October, a ‘bus yatra’ starting at five far-flung points on the map of India, has begun moving towards Delhi. Their mission is to make certain that manual scavenging actually disappears. The message bearers are dominated by those who have ceased to do the work of manual scavenging. This is constitutional history in the making.

In the past decade, their enterprise in identifying, surveying, convincing, supporting, representing and negotiating has meant that they have been able to declare some states, and some districts in states, as manual scavenging-free. What is needed is the nudge that will lend power to the movement, and inevitability to the outcome, and this must come from beyond the community. That this yatra must be actively aided to generate. When it is all done and ready to be museumized, that may be the time that hindsight will recognize the significance of the moment. Till that happens, there is a common responsibility that still has to be met.

There is another script that has developed around the theme of intolerance. The idea of begging as nuisance has given way to begging as conduct that is akin to crime. Only, the constitutional protections that accompany investigation, custody, trial and punishment are missing.

The Bombay Prevention of Begging Act 1959 is, as the year suggests, a legislation that was enacted after the Constitution was promulgated. It has acted as a template for other states, with Delhi adopting it as its own since 1960. This is a remarkable piece of legislation, difficult to explain in a constitutional setting. Defining ‘begging’, the act extends it, by definition, to persons ‘having no visible means of subsistence and wandering about or remaining in a public place in such conditions or manner as makes it likely that the person doing so exists by soliciting or receiving alms.’10 Ostensible poverty makes the poor a target of this law.

The law punishes poverty. A person ‘found begging’ may be arrested without a warrant, and so they almost always are. This is followed by a ‘summary enquiry’, after which the person ‘found to be a beggar’ may be detained in a ‘certified institution’ – or a ‘beggar’s home’ – ‘for a period of not less than one year, but not more than three years.’ When a person who has been so detained once is found begging again, they shall be detained ‘for more than three years.’ And every time thereafter, the law requires the court to order detention for a period of ten years. All this by ‘summary trial’.

Arbitrary arrest of the apparently poor, subjected to a summary enquiry and summary trial, and sentenced to long terms in custody. Can it get worse? It seems it can. There are ‘raids’ and the ‘rounding up’ of ‘beggars’. There is nothing in the law prescribing ‘raids’ and rounding up; but there is nothing proscribing it either, and it is the routine that policemen and ‘social welfare’ officers adopt. In 1991, a committee set up by the Bombay High Court accompanied a ‘police squad’ and saw that ‘the arrest is made of the people who are found on the street in dirty clothes and wandering. They are not actually found begging... large number of wrong arrests are made which is inhuman and unjust. ...There is no criterion to decide as to who is a beggar, who is sick, physically handicapped or in need of economic help.’11

Then, the committee was witness to 33 remand cases and 21 new cases in the courtroom: the 21 were all directed to the ‘beggars’ home, and 31 of the 33 were released while two were detained. It was all over in eight minutes.12 If it seems like this is as bad as it can get, consider the ‘inauguration’ of mobile courts by the Delhi Social Welfare, Law and Justice Minister a little over a year ago, which would ‘deliver quick judgment on the caught beggars’,13 a move endorsed by a division bench of the Delhi High Court.14

The vans, in Delhi, carried the identifier ‘Anti-Beggary Squad Mobile Court’, till someone seems to have thought that this was politically incorrect. The ‘anti-beggary squad’ was painted over, badly; the lettering is visible, yet, the overlay of paint can still assist state denial of the antagonism that the words display. The court directed the government to try to send the beggars back to the state from where they had come15 – a statement on citizenship, and the right to move about and reside anywhere in the territory of India.
Poverty, it would appear, produces borders and boundaries, even as events such as the Commonwealth Games deepens rightlessness. A plan to hold the ostensibly poor in two parks in the city, enclosed by CWG banners to hide the shame of extreme poverty, and the detention – without process – of those rounded up was a prelude to the games.16 When the time came, the poor vanished, but without a trace. If they return, maybe we will hear what happened. Or maybe we won’t.

In May 2000, eight persons died in the Lampur Beggars Home in Delhi. The cause: faecal contamination in the water. In Bombay, the ‘death register’ in the Beggars Home for Males in Chembur recorded 19 deaths between April and September 1990. The record in the Female Beggars Home was 55 deaths in 1987-88, 94 in 1988-89, 20 in 1989-90 and 4 in 1990-91.17 In September 2010, the Beggars Home in Bangalore saw a spate of 28 deaths. These are reports that emerge sporadically, indicating a deeper malaise The choicelessness, and helplessness, of those put way in these institutions has nowhere been set off by the responsibility of the administration. Recklessness, heightened risk and impunity are the bricks with which this edifice is built.

In 2006, even as a lawyer’s insistence brought in an era of round-ups and raids and heightened activity in clearing the streets of Delhi,18 another judge of the same High Court was attempting to explain to those who would listen that beggary could, indeed, be not about the criminality of the poor but about ‘a failure of the state.’19 There are twin goals, he said, to the act: ‘nobody should beg and nobody should need to beg.’20 This, however, has been a solitary voice in the wilderness.

It would seem that there are no constitutional restraints on how ‘beggars’ are to be treated. This law is clearly a measure of social control. It criminalizes poverty. It enables unconstitutional detention over long periods of time. In keeping the poor within the zone of illegality, it enables excesses, exclusion and exile. It has accumulated at least 20 years of experience of death, detention and denial of even basic rights. This is no hyperbole. Yet, it remains on the statute books.

This is the Constitution as those in poverty experience it.

Footnotes:

1. Section 4 (1) of the Bonded Labour Act 1976.

2. Bandhua Mukti Morcha v. Union of India (1984) 3 SCC 161.

3, PUCL v. State of Tamil Nadu WP (Civil) No. 3922 of 1985, order dated 11 May 1997 in the Supreme Court.

4. ‘Sanitation’ is in the VII Schedule, State List, Entry 6.

5. Preamble to the Employment of Manual Scavengers and Construction of Dry Latrines (Prohibition) Act 1993.

6. Statement of Objects and Reasons of the National Commission for Safai Karamcharis Act 1993.

7. S.R.Sankaran was an extraordinary civil servant who worked relentlessly on issues that included bonded labour, tribal rights and the resurrection of dignity of the marginalized. He was a core member of the Committee of Concerned Citizens which was the one team of negotiators who had the moral authority to speak to both the government and the People’s War Group. Convinced that that there should be no compromise on the eradication of manual scavenging, he was mentor to the movement, adviser and comrade-in-arms. His one determined hope was to see the end of manual scavenging before this year ran out. He is, however, not here to see what happens, and to help make it happen, having passed away, quietly, on 7 October 2010. He helped conceive, and get started, the bus yatra, which, even as I write, is wending its way to Delhi demanding national attention to the immediate cause of putting an end to the inhuman practice of manual scavenging.

The conversation with him happened a little over three weeks before his demise, and was meant to be the first of many conversations that would construct the biography of the movement.

8. Recorded conversation with S.R. Sankaran on 14 September 2010.

9. Safai Karamchari Andolan v. Union of India W.P.(C) No. 583 of 2003.

10. Section 2 (1) (d) of the Bombay Prevention of Begging Act 1959. My article, ‘Ostensible Poverty, Beggary and the Law’, Economic and Political Weekly, 1 November 2008, pp.33-44, is a detailed look at experience with this law.

11. ‘Report on the procedure followed in arrest of beggars under the Bombay Prevention of Begging Act 1959’, p. 6 in Report of the Commission on Beggars Act, Annexure No.4 in the matter of Manjula Sen v. State of Maharashtra Writ Petition No.1639 of 1990 in the High Court of Bombay.

12. Id. at p.5.

13. ‘Mobile courts to catch beggars’, The Hindu, 1 September 2009, New Delhi.

14. ‘Get beggars off the street, High Court tells Delhi government’, The Tribune, 11 August 2009.

15. Ibid.

16. ‘Govt.’s novel gameplan: Hide beggars in covered parks during CWG’, Hindustan Times, 10 September 2010 found at http://www.hindustantimes.com/Govt-s-novel-gameplan-Hide-beggars-in-covered-parks/Article1-598320.aspx, visited on 14 October 2010.

17. Supra note 11.

18. The Court on its Own Motion v. In re:Begging in Public, Writ Petition (Criminal) No. 1840 of 2006.

19. Ram Lakhan v. State, Criminal Revision Petition No.784 of 2006 decided on 5.12.2006.

20. Id. at para 6.

13 - The Myth of the Technology Fix by Usha Ramanathan Published in Seminar


The Myth of the Technology Fix - Published in India Seminar


Usha Ramanathan


The myth of the technological fix is currently in the making. Corruption, inefficiency and ‘leakages’ are persuasive reasons for replacing the human element with technology.

In a milieu where there are many users of technology but remarkably few who understand it, or its consequences, or its application, technology is easily perceived as value-neutral and not sharing the traits and faculties of the human, social condition.

The depths to which public morality has sunk evokes desperation, which seeks answers somewhere other than where the problem now abides, viz. the human person. Technology and the machine can, in the land of desperate optimism, seem relatively incorruptible. The potential intrusiveness of technology is shielded by the extent to which the temptations of technology have upended ideas of privacy, confidentiality, personal security and fraud. This seems to have prepared the ground for the technology fix.

First, there was the UID

In January 2009, the UIDAI was set up within the Planning Commission by an executive order. In July 2009, Nandan Nilekani was handpicked by the Prime Minister to head the UIDAI. Since then, the promotional literature on the UID has kept close to the section titled ‘Getting rid of our phantoms: Single Citizen ID’ in the chapter on ‘ICT in India’ in Nandan Nilekani’s ‘Imagining India’ (2008). The pitch is that there are many people in India who have no identity and who, therefore, are not known to the state. Once they can demonstrate to the state that they exist – and the UID will do it for them – that will be one step towards reaching services and entitlements which the state provides to its poor. The project has been in the popular imagination as being about the poor, with the convenience of a KYC (Know Your Customer) facility that will help those with multiple identity documents not having to prove, time after time, that they are who they say they are – the UID will do it for them. All they need to do is enrol, and, to do that, they have to give simple and basic information to the enrolling agency, which will pass it on to the UIDAI, which will get it ‘de-duplicated’ (that is, make sure that they have not already been given a number; the biometrics are to help achieve de-duplication through the use of fingerprints and the iris metrics) and allot each individual a unique 12 digit number. Enrolment is voluntary. And, with this, the myths begin to take shape.

The myth of voluntariness is exploded even as it is stated. For, as the project document acknowledges, the compulsion will not come from the UIDAI; but other agencies may demand that a person must have a UID number to be provided a service. Banks, for instance, may make UID a prerequisite to opening, or maintaining, accounts. Or to get onto the NREGA muster roll. Or to be entitled to a BPL card. And so on. Voluntarism is not a norm that is compatible with the unrelenting ambition of the UID to have universal enrolment. The ‘document’ on ‘UID and Public Health’ reads: “We surmise that the starting point (for providing a UID to every Indian Citizen) would be to aggregate records for various population databases such as the census, the PDS System, voter identity systems etc., while dealing with the challenges of duplication. Existing databases would probably still leave a large percentage of the population uncovered. Therefore every citizen must have a strong incentive or a ‘killer application’ to go and get herself a UID, which one could think of as a demand side pull. The demand pull for this needs to be created de novo or fostered on existing platforms by the respective ministries.” So, “the launch of the RSBY (Rashtriya Swasthya Bima Yojana) by the Ministry of Labour is a great example of a killer app waiting for a platform .... partnering with the scheme will (1) provide an additional and fresh, unlikely to be duplicated, source of registration for the UID.”[1]

It is this aspect of the UIDAI, where the project piggybacks on the schemes and services of the government that propelled over 100 activists to issue a public statement asking the UID not to ride on the fragile NREGA system to achieve its enrolment targets.[2]

The myth of entitlements

The UID, it is being said, will provide the poor with an identity, and that will take them closer to that to which they are entitled. However, this is immediately followed up with a disclaimer: that the UID does not guarantee services and entitlements. That the driving force is not delivery of services but enrolment is in evidence, for instance, in the UID document on ‘UID and PDS’: “To support enrolment into the UID database, the central government will mandate that the UID numbers of each family member should be recorded in the ration card..” And, linking it up with the PDS will improve UID coverage -- “If the UID enrolment is integrated into the process of the creation of a beneficiary database for PDS, the coverage for UID improves significantly” – and aid data updating – “Ration cards are a persistent source of citizen transactions with a monthly frequency. If there is a change in the family structure, or the family moves, the ration card is sure to be updated. At this time, the data can also be updated to the UID database”.[3] And, again: “The legislative support in form of the need for submitting the UID number for several transactions will push residents to acquire a UID.” Those working on food security such as Jean Dreze and Ramakumar[4] have explained that, the problem having been inaccurately identified, the UID as an answer was, in effect, a misrepresentation.

“The real game plan for social policy,” writes Jean Dreze “seems to be a massive transition to ‘conditional cash transfers’ ... If the backroom boys have their way, India’s public services as we know them will soon be history, and every citizen will just have a smart card – food stamps, health insurance, school vouchers...”[5], a move that will reductively recast the role of the state in the contexts of malnourishment, unemployability, access to education and services in the social sector. There are indications even within the PDS and UID document, in the language of ‘direct cash transfer programs’ and ‘food stamps’.

There is the myth that this will be inclusive. Yet, even the keenness to enrol as quickly and as many people as possible has not produced a method by which enrolment will be simple, painless and precise. There are two ways in which a person gets enrolled: the documentary route, and through an ‘introducer’. There is a third way, through the “National Population Register” process of public scrutiny, but that is still in the future. Those who possess identity documents which are accepted by the enrolling agency as sufficient and accurate may use a document as the primary identifier for enrolment. Those who do not possess such a document, or where the enrolling agency is unwilling to rely on its authenticity or accuracy, will need an Introducer. An Introducer can only be a person who has got a UID number on the basis of an identifying document. “Essentially”, the Vittal Committee report says, “this idea has been borrowed from the account opening procedure in the banks ... In effect, there will be several approved ‘introducers’ who can help residents without supporting documents to enrol for a UID. Having multiple introducers within and outside government agencies should provide a needy resident access to people who can assert their identity while minimising harassment.”[6] The UIDAI has busied itself with signing on NGOs to introduce the excluded into the system. They are expected to ensure that the information that is fed into the system is accurate. Yet, how many will know the unidentified well enough to even know each person’s name? And what does the ‘address’ of the homeless person mean? And how are the vagaries of pronunciation and spelling to be met? How much do the poor have to remember to be authenticated as being the person they say they are? If the biometric does not match the name or address as spelt out, what is to happen to the individual? None of this has been addressed, anywhere, except in the Vittal report where they have said that the responsibility of the introducer needs to be engrafted into law. The National Identification Authority of India Bill 2010 does not acknowledge the ‘introducer’; so they continue without any certainty of how they may be held answerable for errors and omissions. Those for whom no one is willing to take responsibility will, of course, stay out of the system altogether.

There is the myth that biometrics are a sure-fire way of pinning identity. This is entirely unproven. In September this year, it was reported that there was a report jointly-commissioned by the CIA, the US Department of Homeland Security and the Defence Advanced Research Projects Agency, and carried out by the National Research Council in the US. It has concluded that the current state of biometrics is “inherently fallible”. While the technology may work in a small scale, it will cause major problems if utilised in a wide scale, it reportedly argued. In the current state of biometrics, the results are probabilistic; and the technology assumes that the parameters are static, which they are not[7]. On July 17, the Economic Times reported that the UID project had run into trouble because “scores of people that Aadhaar project will help the most do not have the sharp curving lines on their fingers as depicted in its logo. Millions of Indians working in agriculture, construction workers and other manual labourers have worn-out fingers due to a lifetime of hard labour, resulting in what is euphemistically referred to in technical literature as ‘low-quality’ fingerprints. This is precisely the demographic that UID aims to help – those that are outside government records and welfare schemes.”

Yet, a ‘proof of concept’ study, limited to enrolment (and not authentication) of a number in the thousands, excluding persons whose biometrics could be more complex such as workers in tea gardens, has given a thumbs up to biometrics.[8]The UIDAI Biometrics Committee had cautioned that two factors raised uncertainty: the scaling of database from 50 million (which is the largest number of persons on a biometric database so far) to one billion plus that has not been adequately analysed; and the fingerprint quality, the most important variable for determining accuracy, has not been studied in depth in the Indian context.[9] The influence of demographics – rural, urban, manual work, work in water – and environmental conditions – hot, cold, clammy, air-conditioned or otherwise is not clear as yet. What seems certain is that malnourishment-induced cataract blight millions, and corneal injury is uncounted in occurrence, which makes the iris an unworkable measure. The work of millions causes callused hands, and imperfect fingerprints. Yet, myth-making allows biometrics to be certain and sure.

There is a myth that the UIDAI will collect a very limited data set which will not allow profiling. The UIDAI will not engage in ‘convergence’ of data by breaching, or bridging, discrete silos in which information is held. When questions are raised about the UID number’s potential in surveillance, tracking, profiling, tapping and convergence – which makes privacy a redundant concept – the response so far has been that the UID will be doing none of this. That the information held will be limited. That the only information that will flow out of the UIDAI will be a ‘yes’ or a ‘no’ to a request for authentication.

The mythical nature of these claims has already begun to be evident, and what will be is beginning to appear. For a start, the UIDAI had limited the information it was to gather to name, address, names and UID numbers of father, mother, guardian, gender, date of birth and biometrics. This was in the phase when the idea was being sold. The form being administered, however, has a ‘Part B’: Additional Information”. This includes the ‘phone number/mobile number’ and ‘email’ which are parenthetically indicated to be ‘optional’. However, Reetika Khera, watching the enrolment process in Jharkhand, saw no signs that a choice of giving the information or not was being offered.[10] There is a ‘Part C –Financial Information’ where a person may tick a box to declare “I want to link my existing bank account to Aadhaar and I have no. this issue (sic)’, followed by ‘Bank name and branch’ and ‘A/C number’.

In the ‘office copy’ of the ‘consent for enrolment form’, an asterisk reads: “I confirm that information (including biometrics) provided by me to the UIDAI and the information contained therein is my own and is true, correct and accurate. I have no objection to the UIDAI sharing information provided by me to the UIDAI with agencies engaged in delivery of welfare services including financial services.”[11] The Department of Information Technology speaks of the UID project as the “National Citizen Database” which “envisages provision of linking of existing databases, as well as providing for future additions, by user agencies.”

The approach paper on privacy that was prepared for the Department of Personnel and Training as a prelude to a law on the subject says: “Data privacy and the need to protect personal information is almost never a concern when data is stored in a decentralised manner... However, all of this is likely to change with the implementation of the UID project. One of the inevitable consequences of the UID project will be that the UID number will unify multiple databases. As more and more agencies of the government sign on to the UID project, the UID number will become the common thread that links all those databases together. Over time, private enterprises could also adopt the UID number as an identifier for the purposes of the delivery of their services or even for enrolment as a customer. Once this happens, the separation of data that currently exists between multiple databases will vanish.”[12] Despite these direct connections being made between the UIDAI, convergence of data and concerns of privacy, the potential invasiveness of the UID is, simply, denied.

There is the myth of data security. The many places through which the data travels before it rests in the Central Identities Data Repository (CIDR) – the enrollers, the Registrars, the UIDAI, the de-duplicating agency; the many places where fingerprints and the UID number will be left to be used; and the incongruence betweens electronically held data and secrecy make data security improbable, at best. The idea that the data of a whole populace be gathered and held in a ‘repository’ is not comforting. If corruption and abuse of power are problems that the UID is intended to overcome, how is one to view the role that these characteristics may have in data security? There are, of course, no answers other than this: that the technologists know what they are doing, and we should trust their competence and knowledge.

Even the idea that the UID is a state project is emerging as a myth. The project has been without the authority of law since its inception. It continues to run without a feasibility report or estimate of how much it may cost – estimates vary from Rs. 45000 crore to Rs. 1.5 lakh crore, and the UIDAI has not said a word either way. It is peopled by staunch allies of Mr. Nandan Nilekani, with whom he has a history of working together. On its technical staff are those who have joined, been lent, are on sabbatical, or are volunteering from the technology industry. The actual work of capturing the data, de-duplicating and allocating numbers is outsourced; the UIDAI has made contractual arrangements, and entered into MoUs that take care of that.

State governments and ministries and departments are linked to the UIDAI through MoUs. The Ministry of Human Resources and Development, for instance, signed an MoU with UIDAI on 27 October, 2010. A Press Information Bureau release speaks of the HRD Ministry ‘cooperating and collaborating’ with the UIDAI in, among other things, “putting in place an institutional mechanism to effectively oversee and monitor the implementation of the UID project and provide logistic and liaison support to the staff and representatives of UIDAI.”[13] The Government of India set up the UIDAI and it is funding the project, but control and normative boundaries are remarkably fuzzy.

The myth of corporate innocence

This becomes significant when in the context of questions raised about the companies that have passed the pre-qualification. Accenture is a company that has been working closely with the US Department of Homeland Security on a Smart Borders Project.[14] A report on the web dated May 7, 2007 speaks of L-1 Identity Solutions being the “company with the closest ties to the CIA” and being “the nation’s biggest player in biometric identification”. L-1 Identity Solutions, according to this report, assists the Pentagon, US Intelligence, the State Department, and the Department of Homeland Security. It had George Tenet, the ex-chief of the CIA on its Board until 2007.[15] The National Corruption Index, which analyses and assesses corruption, cites the company in its 2008 records. What due diligence could have passed these two companies and given them a role in de-duplication and allotment of UID numbers?

The National Population Register

The National Identification Authority of India Bill, 2010 (NIAI Bill) has been piloted into the Rajya Sabha by the Prime Minister, but the bill is in his name, and without reference to the capacity in which he is introducing it in Parliament. There are connections between the UID and other processes that are underway about which little is known. We now know that the National Population Register is being constructed primarily to feed into the UID enrolment process; that it is being built up along with the census exercise but lacks the strict terms of confidentiality that are in the Census Act; and, that it is being conducted under the Citizenship Rules of 2003. But we have heard only a little about the Public Information Infrastructure (PII) which has Sam Pitroda in charge of it.

Public Information Infrastructure

In a promo on YouTube, Mr. Pitroda explains that the starting point is a nationwide network of fibre-optics and wireless systems.[16] This is how he says it: “For government PII, it is very important to first identify all beneficiaries, essentially people. So one task is to tag people. We also at the same time need to identify all our physical assets all over the country, like primary schools, railways stations, hospitals. Then we also need to tag all our programmes ... Once you tag people, places and programmes, then it is easier to organise information for public services. Hopefully, with new focus on PII, where we could essentially tag people, tag places, tag programmes, we will be able to restructure delivery systems to get lot better productivity, efficiency, reduced cost.” Hopefully. And, as he said elsewhere, the UID will tag people, the GIS will tag places, and the PII will tag programmes.[17]

There is a further link to the UIP project: institutions are to be given UID numbers, too.


NATGRID

Then, there is Mr. Chidambaram’s NATGRID, where 21 databases will feed information to eleven security and intelligence agencies including RAW and IB; which, as we know, are accountable no one, are beyond parliamentary oversight, and outside the RTI. Its chief, Captain Raghu Raman, authored a report entitled ‘A Nation of Numb People’ in his earlier incarnation as the CEO of Mahindra Special Services Group. “Let’s face it”, he said, “security forces are stretched. With four belligerent and two troubled neighbours (and internal aid to civil authorities thrown in) the defence forces don’t have any bandwidth to spare. Jammu and Kashmir, Naxalite problems, and the North-East keep paramilitary forces occupied. Internal security is falling apart and the bureaucracy and government know this”. So, “it’s time for the corporates to step in.” As part of the prescription, “enterprises would need to raise their own protection units... Think of it,” he says “as a private territorial army.” And the write-up acquires a rhythmic cadence: “15 years ago the enemy was in the distant Kashmir and North-East. Five years ago, the enemy was at the gates hitting cities from outside. Now the enemy is inside the gates. If the commercial czars don’t begin protecting their empires now, they may find the lines of control cutting across those very empires.”[18]

It may not have invited serious attention, except that this is now the NATGRID’s chief who has spoken.

Corporate insecurities, and the desire to control a population that is too vast and complex, has produced reports such as FICCI’s 2008 December report on National Security and Terrorism, and ASSOCHAM’s 2010 report on Homeland Security in India, which opens with invoking the NATGRID and the UID as tracking devices. The state is supporting, funding and partnering in these enterprises, and acting, when it can do so in the silence of secrecy. Technology seems to be a shield that lulls people into acquiescence, and allows incomprehension to lead us to unquestioning acceptance. The myth of the technology fix is asking to be challenged.

A version of this paper was published in Seminar, January 2011, pages 110-114
[1] uidai.gov.in/UID_PDF/Working_Papers/UIDandPublicHealth.pdf

[2] http://timesofindia.indiatimes.com/india/Govt-urged-not-to-link-UID-NREGA/articleshow/7026090.cms

[3]uidai.gov.in/UID_PDF/Working_Papers/UIDandPDS.pdf

[4] http://www.hinduonnet.com/fline/fl2616/stories/20090814261604900.htm

[5] Jean Dreze, Unique Facility or Recipe for Trouble, The Hindu, 2010/11/25, (http://www.hindu.com/2010/11/25/stories/2010112563151300.htm).

[6] http://uidai.gov.in/UID_PDF/Committees/UID_DDSVP_Committee_Report_v1.0.pdf, p.16

[7] http://homelandsecuritynewswire.com/report-biometric-id-technologies-inherently-fallible.

[8] http://uidai.gov.in/images/FrontPageUpdates/uid_enrolment_poc_report.pdf

[9]http://uidai.gov.in/UID_PDF/Committees/Biometrics_Standards_Committee_report.pdf

[10] Personal communication, dated 19 December 2010.

[11] This is the one clause in the form only in English.

[12] http://persmin.gov.in/WriteReadData/RTI/aproach_paper.pdf.

[13] pib.nic.in/release/release.asp?relid=66615.

[14] http://newsroom.accenture.com/article_display.cfm?article_id=4112

[15] http://www.informationclearinghouse.info/article17664.htm.

[16] http://www.youtube.com/watch?v=Ktn3oqY6NVE

[17] http://www.hindustantimes.com/Play-it-again-Sam/Article1-611033.aspx

[18] http://www.mahindrassg.com/A_nation_of_numb_people.pdf